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Business Organizations Keyed to Smith
Securities and Exchange Commission v. Zandford
Citation:535 U.S. 813 (2002)
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- Procedural Posture & History: Shares the case history with how lower courts have ruled on the matter.
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- Facts: What are the factual circumstances that gave rise to the civil or criminal case? What is the relationship of the Parties that are involved in the case. Review the Facts of this case here:
Wood hired Zandford to manage his financial assets , particularly for Wood’s disabled daughter. Zandford , apparently, mis-managed Wood’s assets, as his savings were depleted. The SEC brought suit against Zandford, alleging he invested Wood’s savings for his own personal interest. Zandford maintained the investments were unrelated to his management of Wood’s securities.
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