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    Securities Regulation

    Securities Regulation Keyed to Coffee

    abcdefghijklmnopqrstuvwxyz
    a
    A.S. Goldmen& Co., Inc. v. New Jersey Bureau of Securities

    Citation. A.S. Goldmen & Co. v. New Jersey Bureau of Sec., 163 F.3d 780, 1999 U.S. App. LEXIS 147 (3d Cir. N.J. Jan. 7, 1999)

    Adams v. Standard Knitting Mills, Inc.

    Citation. Adams v. Standard Knitting Mills, 623 F.2d 422, 1980 U.S. App. LEXIS 17932, Fed. Sec. L. Rep. (CCH) P97,382 (6th Cir. Tenn. May 2, 1980)

    Akerman v. Oryx Communications, Inc.

    Citation. Akerman v. Oryx Communications, Inc., 810 F.2d 336, 1987 U.S. App. LEXIS 1408, Fed. Sec. L. Rep. (CCH) P93,101, 6 Fed. R. Serv. 3d (Callaghan) 1136 (2d Cir. N.Y. Jan. 26, 1987)

    Amanda Acquisition Corp. v. Universal Foods Corp.

    Citation. Amanda Acquisition Corp. v. Universal Foods Corp., 877 F.2d 496, 1989 U.S. App. LEXIS 9024, Fed. Sec. L. Rep. (CCH) P94,436 (7th Cir. Wis. May 24, 1989)

    American Federation of State, County & Municipal Employees, Employees Pension Plan v. American International Group, Inc.

    Citation. AFSCME v. Am. Int'l Group, Inc., 462 F.3d 121, 2006 U.S. App. LEXIS 22653, Fed. Sec. L. Rep. (CCH) P93,942 (2d Cir. N.Y. Sept. 5, 2006)

    Andrews v. Prudential Securities, Inc.

    Citation. Andrews v. Prudential Sec., 160 F.3d 304, 1998 U.S. App. LEXIS 27925, 1998 FED App. 0324P (6th Cir.), 14 I.E.R. Cas. (BNA) 909 (6th Cir. Mich. Nov. 2, 1998)

    b
    Basic Incorporated v. Levinson

    Citation. Basic Inc. v. Levinson, 485 U.S. 224, 108 S. Ct. 978, 99 L. Ed. 2d 194, 1988 U.S. LEXIS 1197, 56 U.S.L.W. 4232, Fed. Sec. L. Rep. (CCH) P93,645, 24 Fed. R. Evid. Serv. (Callaghan) 961, 10 Fed. R. Serv. 3d (Callaghan) 308 (U.S. Mar. 7, 1988)

    Blue Chip Stamps v. Manor Drug Stores

    Citation. Blue Chip Stamps v. Manor Drug Stores, 421 U.S. 723, 95 S. Ct. 1917, 44 L. Ed. 2d 539, 1975 U.S. LEXIS 141, 1975-1 Trade Cas. (CCH) P60,351, Fed. Sec. L. Rep. (CCH) P95,200 (U.S. June 9, 1975)

    Board of Trade of the City of Chicago v. Securities and Exchange Commission

    Citation. Board of Trade v. SEC, 923 F.2d 1270, 1991 U.S. App. LEXIS 1506, Fed. Sec. L. Rep. (CCH) P95,780 (7th Cir. Feb. 4, 1991)

    c
    CA, Inc. v. AFSCME Employees Pension Plan

    Citation. CA, Inc. v. AFSCME Emples. Pension Plan, 953 A.2d 227, 2008 Del. LEXIS 329, Fed. Sec. L. Rep. (CCH) P94,784 (Del. July 17, 2008)

    CTS Corporation v. Dynamics Corporation of America

    Citation. CTS Corp. v. Dynamics Corp. of Am., 481 U.S. 69, 107 S. Ct. 1637, 95 L. Ed. 2d 67, 1987 U.S. LEXIS 1811, 55 U.S.L.W. 4478, Fed. Sec. L. Rep. (CCH) P93,213 (U.S. Apr. 21, 1987)

    Carter & Johnson

    Citation. 47 SEC 471 (1981)

    Central Bank of Denver, N.A. v. First Interstate Bank of Denver, N.A.

    Citation. Cent. Bank, N.A. v. First Interstate Bank, N.A., 511 U.S. 164, 114 S. Ct. 1439, 128 L. Ed. 2d 119, 1994 U.S. LEXIS 3120, 62 U.S.L.W. 4230, Fed. Sec. L. Rep. (CCH) P98,178, 94 Cal. Daily Op. Service 2687, 94 Daily Journal DAR 5160, 8 Fla. L. Weekly Fed. S 33 (U.S. Apr. 19, 1994)

    Chamber of Commerce of the United States of America v.Securities and Exchange Commission

    Citation. Chamber of Commerce of the United States v. SEC, 412 F.3d 133, 366 U.S. App. D.C. 351, 2005 U.S. App. LEXIS 11805, Fed. Sec. L. Rep. (CCH) P93,279 (D.C. Cir. June 21, 2005)

    Chiarella v. United States

    Citation. Chiarella v. United States, 445 U.S. 222, 100 S. Ct. 1108, 63 L. Ed. 2d 348, 1980 U.S. LEXIS 88, Fed. Sec. L. Rep. (CCH) P97,309 (U.S. Mar. 18, 1980)

    Credit Suisse Sec. (USA) LLC v. Billing

    Citation. Credit Suisse Sec. (USA) LLC v. Billing, 551 U.S. 264, 127 S. Ct. 2383, 168 L. Ed. 2d 145, 2007 U.S. LEXIS 7724, 75 U.S.L.W. 4449, 2007-1 Trade Cas. (CCH) P75,738, Fed. Sec. L. Rep. (CCH) P94,334, 20 Fla. L. Weekly Fed. S 369 (U.S. June 18, 2007)

    d
    Dirks v. Securities and Exchange Commission

    Citation. Dirks v. SEC, 463 U.S. 646, 103 S. Ct. 3255, 77 L. Ed. 2d 911, 1983 U.S. LEXIS 102, 51 U.S.L.W. 5123, Fed. Sec. L. Rep. (CCH) P99,255 (U.S. July 1, 1983)

    Doran v. Petroleum Management Corp.

    Citation. Doran v. Petroleum Management Corp., 545 F.2d 893, 1977 U.S. App. LEXIS 10442, Fed. Sec. L. Rep. (CCH) P95,844, 56 Oil & Gas Rep. 591 (5th Cir. Tex. Jan. 20, 1977)

    Dura Pharmaceuticals, Inc. v. Michael Broudo

    Citation. Dura Pharms., Inc. v. Broudo, 544 U.S. 336, 125 S. Ct. 1627, 161 L. Ed. 2d 577, 2005 U.S. LEXIS 3478, 73 U.S.L.W. 4283, Fed. Sec. L. Rep. (CCH) P93,218, 18 Fla. L. Weekly Fed. S 233 (U.S. Apr. 19, 2005)

    e
    Elkind v. Liggett & Myers, Inc.

    Citation. Elkind v. Liggett & Myers, Inc., 635 F.2d 156, 1980 U.S. App. LEXIS 11699, Fed. Sec. L. Rep. (CCH) P97,716 (2d Cir. N.Y. Dec. 4, 1980)

    Epstein v. MCA, Inc.

    Citation. Epstein v. MCA, Inc., 50 F.3d 644, 1995 U.S. App. LEXIS 3722, Fed. Sec. L. Rep. (CCH) P98,618, 95 Cal. Daily Op. Service 1400, 95 Daily Journal DAR 2517, 31 Fed. R. Serv. 3d (Callaghan) 611 (9th Cir. Cal. Feb. 27, 1995)

    Ernst & Ernst v. Hochfelder

    Citation. Ernst & Ernst v. Hochfelder, 425 U.S. 185, 96 S. Ct. 1375, 47 L. Ed. 2d 668, 1976 U.S. LEXIS 2, Fed. Sec. L. Rep. (CCH) P95,479 (U.S. Mar. 30, 1976)

    Escott v. BarChris Construction Corp

    Citation. Escott v. BarChris Constr. Corp., 283 F. Supp. 643, 1968 U.S. Dist. LEXIS 3853, 12 Fed. R. Serv. 2d (Callaghan) 588, Fed. Sec. L. Rep. (CCH) P92,179, 2 A.L.R. Fed. 86 (S.D.N.Y. Mar. 29, 1968)

    f
    Feder v. Frost

    Citation. Feder ex rel. Ivax Corp. v. Frost, 220 F.3d 29, 2000 U.S. App. LEXIS 19006, Fed. Sec. L. Rep. (CCH) P91,034 (2d Cir. N.Y. Aug. 7, 2000)

    Feder v. Martin Marietta Corp.

    Citation. Feder v. Martin Marietta Corp., 406 F.2d 260, 1969 U.S. App. LEXIS 9344, Fed. Sec. L. Rep. (CCH) P92,333 (2d Cir. N.Y. Jan. 14, 1969)

    Financial Planning Association v. Securities and Exchange Commission

    Citation. Fin. Planning Ass'n v. SEC, 482 F.3d 481, 375 U.S. App. D.C. 389, 2007 U.S. App. LEXIS 7356, Fed. Sec. L. Rep. (CCH) P94,185 (D.C. Cir. Mar. 30, 2007)

    g
    GAF Corp. v. Milstein

    Citation. Gaf Corp. v. Milstein, 453 F.2d 709, 1971 U.S. App. LEXIS 6637, Fed. Sec. L. Rep. (CCH) P93,300 (2d Cir. N.Y. Dec. 13, 1971)

    Ganino v. Citizens Util. Co.

    Citation. Ganino v. Citizens Utils. Co., 228 F.3d 154, 2000 U.S. App. LEXIS 22493, Fed. Sec. L. Rep. (CCH) P91,210 (2d Cir. Conn. Sept. 6, 2000)

    Gartenberg v. Merrill Lynch Asset Management, Inc.

    Citation. Gartenberg v. Merrill Lynch Asset Mgmt., 694 F.2d 923, 1982 U.S. App. LEXIS 23592, Fed. Sec. L. Rep. (CCH) P99,001 (2d Cir. N.Y. Dec. 3, 1982)

    Goldstein v. Securities and Exchange Commission

    Citation. Goldstein v. SEC, 451 F.3d 873, 371 U.S. App. D.C. 358, 2006 U.S. App. LEXIS 15760, Fed. Sec. L. Rep. (CCH) P93,890 (D.C. Cir. June 23, 2006)

    Gordon v. New York Stock Exchange

    Citation. Gordon v. New York Stock Exch., 422 U.S. 659, 95 S. Ct. 2598, 45 L. Ed. 2d 463, 1975 U.S. LEXIS 115, 1975-1 Trade Cas. (CCH) P60,367, Fed. Sec. L. Rep. (CCH) P95,215 (U.S. June 26, 1975)

    Great Lakes Chemical Corporation v. Monsanto Company

    Citation. Great Lakes Chem. Corp. v. Monsanto Co., 96 F. Supp. 2d 376, 2000 U.S. Dist. LEXIS 7307, Fed. Sec. L. Rep. (CCH) P90,988 (D. Del. May 25, 2000)

    Gustafson v. Alloyd Company, Incorporated

    Citation. Gustafson v. Alloyd Co., 513 U.S. 561, 115 S. Ct. 1061, 131 L. Ed. 2d 1, 1995 U.S. LEXIS 1804, 63 U.S.L.W. 4165, Fed. Sec. L. Rep. (CCH) P98,531, 95 Cal. Daily Op. Service 1458, 8 Fla. L. Weekly Fed. S 603 (U.S. Feb. 28, 1995)

    h
    Hanly v. Securities and Exchange Commission

    Citation. Hanly v. Securities & Exchange Com., 415 F.2d 589, 1969 U.S. App. LEXIS 11358, Fed. Sec. L. Rep. (CCH) P92,453 (2d Cir. July 24, 1969)

    Hanson Trust PLC v. SCM Corporation

    Citation. Hanson Trust PLC v. SCM Corp., 774 F.2d 47, 1985 U.S. App. LEXIS 21962, Fed. Sec. L. Rep. (CCH) P92,305 (2d Cir. N.Y. Sept. 30, 1985)

    Harris v. Ivax Corp

    Citation. Harris v. Ivax Corp., 182 F.3d 799, 1999 U.S. App. LEXIS 17725, Fed. Sec. L. Rep. (CCH) P90,528, 12 Fla. L. Weekly Fed. C 1111 (11th Cir. Fla. July 27, 1999)

    Hertzberg v. Dignity Partners, Inc.

    Citation. Hertzberg v. Dignity Partners, 191 F.3d 1076, 1999 U.S. App. LEXIS 20289, Fed. Sec. L. Rep. (CCH) P90,627, 99 Cal. Daily Op. Service 7031, 99 Daily Journal DAR 8989 (9th Cir. Cal. Aug. 27, 1999)

    Hollinger v. Titan Capital Corp.
    Howing Co. v. Nationwide Corp.

    Citation. Howing Co. v. Nationwide Corp., 826 F.2d 1470, 1987 U.S. App. LEXIS 10563, Fed. Sec. L. Rep. (CCH) P93,340 (6th Cir. Ohio Aug. 7, 1987)

    i
    In re Burlington Coat Factory Securities Litigation

    Citation. In re Burlington Coat Factory Sec. Litig., 114 F.3d 1410, 1997 U.S. App. LEXIS 13792, Fed. Sec. L. Rep. (CCH) P99,485, 38 Fed. R. Serv. 3d (Callaghan) 557 (3d Cir. N.J. June 10, 1997)

    In re Cendant Corp. Litigation

    Citation. In re Cendant Corp. Litig., 264 F.3d 201, 2001 U.S. App. LEXIS 19214, Fed. Sec. L. Rep. (CCH) P91,521, 50 Fed. R. Serv. 3d (Callaghan) 1058 (3d Cir. N.J. Aug. 28, 2001)

    In re Initial Public Offering Securities Litigation

    Citation. Miles v. Merrill Lynch & Co. (In re Initial Pub. Offering Sec. Litig.), 471 F.3d 24, 2006 U.S. App. LEXIS 29859, Fed. Sec. L. Rep. (CCH) P94,137 (2d Cir. N.Y. Dec. 5, 2006)

    In re PolyMedica Corp. Securities Litigation

    Citation. Bowe v. PolyMedica Corp. (In re PolyMedica Corp. Sec. Litig.), 432 F.3d 1, 2005 U.S. App. LEXIS 27173, Fed. Sec. L. Rep. (CCH) P93,603 (1st Cir. Mass. Dec. 13, 2005)

    In re Time Warner Inc. v. Securities Litigation

    Citation. ZVI Trading Corp. Employees' Money Purchase Pension Plan & Trust v. Ross (In re Time Warner Inc. Sec. Litig.), 9 F.3d 259, 1993 U.S. App. LEXIS 31173, Fed. Sec. L. Rep. (CCH) P97,824, 27 Fed. R. Serv. 3d (Callaghan) 1005 (2d Cir. N.Y. Nov. 30, 1993)

    In re Worldcom, Inc. v. Securities Litigation

    Citation. In re WorldCom, Inc. Sec. Litig., 346 F. Supp. 2d 628, 2004 U.S. Dist. LEXIS 25155, Fed. Sec. L. Rep. (CCH) P93,057 (S.D.N.Y. Dec. 15, 2004)

    In re Worlds of Wonder Securities Litigation

    Citation. Miller v. Pezzani (In re Worlds of Wonder Sec. Litig.), 35 F.3d 1407, 1994 U.S. App. LEXIS 25471, Fed. Sec. L. Rep. (CCH) P98,393, 94 Cal. Daily Op. Service 7125 (9th Cir. Cal. Sept. 15, 1994)

    In the Matter of Ira Haupt&Co.

    Citation. 23 S.E.C 589 (1946)

    In the Matter of John H. Gutfreund, et al.

    Citation. 51 SEC 93 (1992)

    In the Matter of the Franchard Corporation

    Citation. 42 S.E.C. 163, 1964 SEC LEXIS 578

    Itoba Ltd. V. LEP Group PLC

    Citation. Itoba Ltd. v. LEP Group PLC, 54 F.3d 118, 1995 U.S. App. LEXIS 10774, Fed. Sec. L. Rep. (CCH) P98,815 (2d Cir. Conn. May 15, 1995)

    j
    J.I Case Co. v. Borak

    Citation. J. I. Case Co. v. Borak, 377 U.S. 426, 84 S. Ct. 1555, 12 L. Ed. 2d 423, 1964 U.S. LEXIS 2352 (U.S. June 8, 1964)

    Johnson v. Colip

    Citation. Johnson v. Colip, 658 N.E.2d 575, 1995 Ind. LEXIS 173 (Ind. Nov. 30, 1995)

    k
    Kauthar SDN BHD v. Sternberg

    Citation. Kauthar SDN BHD v. Sternberg, 149 F.3d 659, 1998 U.S. App. LEXIS 16118, Fed. Sec. L. Rep. (CCH) P90,240 (7th Cir. Ind. July 14, 1998)

    Kern County Land Co. v. Occidental Petroleum Corp.

    Citation. Kern County Land Co. v. Occidental Petroleum Corp., 411 U.S. 582, 93 S. Ct. 1736, 36 L. Ed. 2d 503, 1973 U.S. LEXIS 75, Fed. Sec. L. Rep. (CCH) P93,973 (U.S. May 7, 1973)

    l
    Landreth Timber Company v. Landreth

    Citation. Landreth Timber Co. v. Landreth, 471 U.S. 681, 105 S. Ct. 2297, 85 L. Ed. 2d 692, 1985 U.S. LEXIS 20, 53 U.S.L.W. 4602, Fed. Sec. L. Rep. (CCH) P92,047 (U.S. May 28, 1985)

    Lehl v. Securities and Exchange Commission

    Citation. Lehl v. SEC, 90 F.3d 1483, 1996 U.S. App. LEXIS 17861, Fed. Sec. L. Rep. (CCH) P99,269 (10th Cir. July 19, 1996)

    Lentell v. Merrill Lynch & Co., Inc.

    Citation. Lentell v. Merrill Lynch & Co., 396 F.3d 161, 2005 U.S. App. LEXIS 1016, Fed. Sec. L. Rep. (CCH) P93,077 (2d Cir. Jan. 20, 2005)

    Lowe v. Securities and Exchange Commission

    Citation. Lowe v. SEC, 472 U.S. 181, 105 S. Ct. 2557, 86 L. Ed. 2d 130, 1985 U.S. LEXIS 125, 53 U.S.L.W. 4705, Fed. Sec. L. Rep. (CCH) P92,062 (U.S. June 10, 1985)

    Lowe v. Securities and Exchange Commission

    Citation. Lowe v. SEC, 472 U.S. 181, 105 S. Ct. 2557, 86 L. Ed. 2d 130, 1985 U.S. LEXIS 125, 53 U.S.L.W. 4705, Fed. Sec. L. Rep. (CCH) P92,062 (U.S. June 10, 1985)

    m
    MAI Basic Four, Inc. v. Prime Computer, Inc.

    Citation. MAI Basic Four, Inc. v. Prime Computer, Inc., 871 F.2d 212, 1989 U.S. App. LEXIS 4182, Fed. Sec. L. Rep. (CCH) P94,357 (1st Cir. Mass. Mar. 29, 1989)

    Masters v. GlaxoSmithKline

    Citation. Masters v. GlaxoSmithKline, 271 Fed. Appx. 46, 2008 U.S. App. LEXIS 6392 (2d Cir. Mar. 26, 2008)

    Mastrobuono v. Shearson Lehman Hutton, Inc.

    Citation. Mastrobuono v. Shearson Lehman Hutton, 514 U.S. 52 (U.S. Mar. 6, 1995)

    Merrill Lynch, Pierce, Fenner& Smith Inc. v. Dabit

    Citation. Merrill Lynch, Pierce, Fenner & Smith Inc. v. Dabit, 547 U.S. 71, 126 S. Ct. 1503, 164 L. Ed. 2d 179, 2006 U.S. LEXIS 2497, 74 U.S.L.W. 4167, Fed. Sec. L. Rep. (CCH) P93,723, 19 Fla. L. Weekly Fed. S 131 (U.S. Mar. 21, 2006)

    Meyer v. Oppenheimer Management Corp.

    Citation. Meyer v. Oppenheimer Management Corp., 895 F.2d 861, 1990 U.S. App. LEXIS 1523, Fed. Sec. L. Rep. (CCH) P94,911 (2d Cir. N.Y. Feb. 1, 1990)

    Miley v. Oppenheimer & Co., Inc.

    Citation. Miley v. Oppenheimer & Co., 637 F.2d 318, 1981 U.S. App. LEXIS 20129, Fed. Sec. L. Rep. (CCH) P97,872 (5th Cir. Tex. Feb. 17, 1981)

    Mills v. Electric Auto-Lite Co.

    Citation. 396 U.S. 375 (1970)

    n
    Nesbit v. McNeil

    Citation. Nesbit v. McNeil, 896 F.2d 380, 1990 U.S. App. LEXIS 2062, Fed. Sec. L. Rep. (CCH) P94,931 (9th Cir. Or. Feb. 14, 1990)

    o
    O’Conner v. R.F. Lafferty & Co., Inc.

    Citation. O'Connor v. R.F. Lafferty & Co., 965 F.2d 893, 1992 U.S. App. LEXIS 11846, Fed. Sec. L. Rep. (CCH) P96,652 (10th Cir. Colo. May 28, 1992)

    p
    Pinter v. Dahl

    Citation. Pinter v. Dahl, 486 U.S. 622, 108 S. Ct. 2063, 100 L. Ed. 2d 658, 1988 U.S. LEXIS 2725, 56 U.S.L.W. 4579, Fed. Sec. L. Rep. (CCH) P93,790, 106 Oil & Gas Rep. 330 (U.S. June 15, 1988)

    r
    Randall v. Loftsgaarden

    Citation. Randall v. Loftsgaarden, 478 U.S. 647, 106 S. Ct. 3143, 92 L. Ed. 2d 525, 1986 U.S. LEXIS 138, 54 U.S.L.W. 5044, Fed. Sec. L. Rep. (CCH) P92,801 (U.S. July 2, 1986)

    Reves v. Ernst & Young

    Citation. Reves v. Ernst & Young, 494 U.S. 56, 110 S. Ct. 945, 108 L. Ed. 2d 47, 1990 U.S. LEXIS 1051, 58 U.S.L.W. 4208, Fed. Sec. L. Rep. (CCH) P94,939 (U.S. Feb. 21, 1990)

    Ritch v. Robinson-Humphrey Co.

    Citation. Ritch v. Robinson-Humphrey Co., 748 So. 2d 861, 1999 Ala. LEXIS 330 (Ala. Nov. 5, 1999)

    Rodriguez de Quilas v. Shearson/American Express, Inc.

    Citation. Rodriguez de Quijas v. Shearson/American Express, Inc., 490 U.S. 477, 109 S. Ct. 1917, 104 L. Ed. 2d 526, 1989 U.S. LEXIS 2397, 57 U.S.L.W. 4539, Fed. Sec. L. Rep. (CCH) P94,407 (U.S. May 15, 1989)

    s
    SEC v. Banca Della SvizzeraItaliana

    Citation. SEC v. Banca Della Svizzera Italiana, 92 F.R.D. 111, 1981 U.S. Dist. LEXIS 15973, 32 Fed. R. Serv. 2d (Callaghan) 1650, Fed. Sec. L. Rep. (CCH) P98,346 (S.D.N.Y. Nov. 16, 1981)

    SEC v. Zandford

    Citation. SEC v. Zandford, 535 U.S. 813, 122 S. Ct. 1899, 153 L. Ed. 2d 1, 2002 U.S. LEXIS 4023, 70 U.S.L.W. 4485, Fed. Sec. L. Rep. (CCH) P91,795, 2002 Daily Journal DAR 6078, 15 Fla. L. Weekly Fed. S 328 (U.S. June 3, 2002)

    Santa Fe Industries, Inc. v. Green

    Citation. 430 U.S. 462 (1977)

    Securities Exchange Commission v. Manor Nursing Centers, Inc.

    Citation. SEC v. Manor Nursing Centers, Inc., 458 F.2d 1082, 1972 U.S. App. LEXIS 11689, Fed. Sec. L. Rep. (CCH) P93,344, 28 A.L.R. Fed. 781 (2d Cir. N.Y. Jan. 21, 1972)

    Securities and Exchange Commission v. Capital Gains Research Bureau, Inc.

    Citation. SEC v. Capital Gains Research Bureau, Inc., 375 U.S. 180, 84 S. Ct. 275, 11 L. Ed. 2d 237, 1963 U.S. LEXIS 2446 (U.S. Dec. 9, 1963)

    Securities and Exchange Commission v. Carter Hawley Hale Stores, Inc.

    Citation. SEC v. Carter Hawley Hale Stores, Inc., 760 F.2d 945, 1985 U.S. App. LEXIS 31148, Fed. Sec. L. Rep. (CCH) P92,038 (9th Cir. Cal. May 13, 1985)

    Securities and Exchange Commission v. Charles E. Edwards

    Citation. SEC v. Edwards, 540 U.S. 389, 124 S. Ct. 892, 157 L. Ed. 2d 813, 2004 U.S. LEXIS 659, 72 U.S.L.W. 4111, Fed. Sec. L. Rep. (CCH) P92,656, 17 Fla. L. Weekly Fed. S 98 (U.S. Jan. 13, 2004)

    Securities and Exchange Commission v. Chinese Consolidated Benevolent Association, Inc

    Citation. Securities & Exchange Com. v. Chinese Consol. Benevolent Ass'n, 120 F.2d 738, 1941 U.S. App. LEXIS 3615 (2d Cir. June 6, 1941)

    Securities and Exchange Commission v. Datronics Engineers, Inc.

    Citation. SEC v. Datronics Engineers, Inc., 490 F.2d 250, 1973 U.S. App. LEXIS 8573, Fed. Sec. L. Rep. (CCH) P94,502 (4th Cir. Md. July 27, 1973)

    Securities and Exchange Commission v. Dresser Industries, Inc.

    Citation. SEC v. Dresser Industries, Inc., 628 F.2d 1368, 1980 U.S. App. LEXIS 15687, 202 U.S. App. D.C. 345, Fed. Sec. L. Rep. (CCH) P97,573 (D.C. Cir. July 16, 1980)

    Securities and Exchange Commission v. Fehn

    Citation. United States SEC v. Fehn, 97 F.3d 1276, 1996 U.S. App. LEXIS 26409, Fed. Sec. L. Rep. (CCH) P99,330, 96 Cal. Daily Op. Service 7516, 96 Daily Journal DAR 12375 (9th Cir. Nev. Oct. 9, 1996)

    Securities and Exchange Commission v. First City Financial Corp., Ltd

    Citation. SEC v. First City Financial Corp., 890 F.2d 1215, 1989 U.S. App. LEXIS 19773, 281 U.S. App. D.C. 410, Fed. Sec. L. Rep. (CCH) P94,801, 29 Fed. R. Evid. Serv. (Callaghan) 1055 (D.C. Cir. Dec. 1, 1989)

    Securities and Exchange Commission v. First Jersey Securities, Inc.

    Citation. SEC v. First Jersey Sec., Inc., 101 F.3d 1450, 1996 U.S. App. LEXIS 31866, Fed. Sec. L. Rep. (CCH) P99,367 (2d Cir. N.Y. Dec. 10, 1996)

    Securities and Exchange Commission v. Guild Films Co.

    Citation. Securities & Exchange Com. v. Guild Films Co., 279 F.2d 485, 1960 U.S. App. LEXIS 4524 (2d Cir. May 19, 1960)

    Securities and Exchange Commission v. Koscot Interplanetary, Inc

    Citation. SEC v. Koscot Interplanetary, Inc., 497 F.2d 473, 1974 U.S. App. LEXIS 7641, Fed. Sec. L. Rep. (CCH) P94,710 (5th Cir. Ga. July 15, 1974)

    Securities and Exchange Commission v. Life Partners, Inc.

    Citation. SEC v. Life Partners, Inc., 87 F.3d 536, 1996 U.S. App. LEXIS 16117, 318 U.S. App. D.C. 302, Fed. Sec. L. Rep. (CCH) P99,256 (D.C. Cir. July 5, 1996)

    Securities and Exchange Commission v. McDonald Investment Co.

    Citation. Securities & Exchange Com. v. McDonald Inv. Co., 343 F. Supp. 343, 1972 U.S. Dist. LEXIS 13547, Fed. Sec. L. Rep. (CCH) P93,513 (D. Minn. 1972)

    Securities and Exchange Commission v. Patel

    Citation. SEC v. Patel, 61 F.3d 137, 1995 U.S. App. LEXIS 19696, Fed. Sec. L. Rep. (CCH) P98,813 (2d Cir. N.Y. July 24, 1995)

    Securities and Exchange Commission v. Ralston Purina Co.

    Citation. SEC v. Ralston Purina Co., 346 U.S. 119, 73 S. Ct. 981, 97 L. Ed. 1494, 1953 U.S. LEXIS 2688 (U.S. June 8, 1953)

    Securities and Exchange Commission v. Unifund SAL

    Citation. SEC v. Unifund Sal, 910 F.2d 1028, 1990 U.S. App. LEXIS 13547, Fed. Sec. L. Rep. (CCH) P95,396, 17 Fed. R. Serv. 3d (Callaghan) 633 (2d Cir. N.Y. Aug. 3, 1990)

    Securities and Exchange Commission v. W. J. Howey Co.

    Citation. SEC v. W. J. Howey Co., 328 U.S. 293, 66 S. Ct. 1100, 90 L. Ed. 1244, 1946 U.S. LEXIS 3159, 163 A.L.R. 1043 (U.S. May 27, 1946)

    Securities and Exchange Commission v. World-Wide Coin Investments, Ltd.

    Citation. SEC v. World-Wide Coin Inv., 567 F. Supp. 724, 1983 U.S. Dist. LEXIS 16759, Fed. Sec. L. Rep. (CCH) P99,214 (N.D. Ga. May 23, 1983)

    Securities and Exchange Commission v. Yun

    Citation. SEC v. Yun, 327 F.3d 1263, 2003 U.S. App. LEXIS 7155, Fed. Sec. L. Rep. (CCH) P92,408, 14 A.L.R. Fed. 2d 819, 16 Fla. L. Weekly Fed. C 521 (11th Cir. Fla. Apr. 16, 2003)

    Semerenko v. Cendant Corp.

    Citation. Semerenko v. Cendant Corp., 223 F.3d 165, 2000 U.S. App. LEXIS 25772 (3d Cir. N.J. June 16, 2000)

    Stephenson v. Paine Webber Jackson & Curtis, Inc.

    Citation. Stephenson v. Paine Webber Jackson & Curtis, Inc., 839 F.2d 1095, 1988 U.S. App. LEXIS 3304, Fed. Sec. L. Rep. (CCH) P93,675 (5th Cir. La. Mar. 15, 1988)

    Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.

    Citation. _U.S_, 128 S. Ct. 761 (2008)

    t
    Taylor v. Perdition Minerals Group, Ltd.

    Citation. Taylor v. Perdition Minerals Group, Ltd., 244 Kan. 126, 766 P.2d 805, 1988 Kan. LEXIS 236, 102 Oil & Gas Rep. 242 (Kan. Dec. 14, 1988)

    Tellabs, Inc. v. Makor Issues & Rights, Ltd.

    Citation. 551 U.S. 308 (2007)

    u
    United Housing Foundation, Inc. v. Forman

    Citation. United Housing Found., Inc. v. Forman, 421 U.S. 837, 95 S. Ct. 2051, 44 L. Ed. 2d 621, 1975 U.S. LEXIS 110, Fed. Sec. L. Rep. (CCH) P95,206 (U.S. June 16, 1975)

    United States v. Blizerian

    Citation. United States v. Bilzerian, 926 F.2d 1285, 1991 U.S. App. LEXIS 66, Fed. Sec. L. Rep. (CCH) P95,701, 31 Fed. R. Evid. Serv. (Callaghan) 1185 (2d Cir. N.Y. Jan. 3, 1991)

    United States v. Dixon

    Citation. United States v. Dixon, 536 F.2d 1388, 1976 U.S. App. LEXIS 12417, Fed. Sec. L. Rep. (CCH) P95,471 (2d Cir. N.Y. Mar. 12, 1976)

    United States v. Mulheren

    Citation. United States v. Mulheren, 938 F.2d 364, 1991 U.S. App. LEXIS 14392, Fed. Sec. L. Rep. (CCH) P96,082 (2d Cir. N.Y. July 10, 1991)

    United States v. Wolfson

    Citation. 45 F.2d 779 (2d Cir. 1968); cert denied, 394 U.S. 946 (1969)

    v
    Valicenti Advisory Services, Inc. v. Securities and Exchange Commission

    Citation. Valicenti Advisory Servs. v. SEC, 198 F.3d 62, 1999 U.S. App. LEXIS 35879, Fed. Sec. L. Rep. (CCH) P90,767 (2d Cir. Nov. 30, 1999)

    Virginia Bankshares, Inc. v. Sandberg

    Citation. Va. Bankshares v. Sandberg, 501 U.S. 1083, 111 S. Ct. 2749, 115 L. Ed. 2d 929, 1991 U.S. LEXIS 3819, 59 U.S.L.W. 4887, Fed. Sec. L. Rep. (CCH) P96,036, 91 Cal. Daily Op. Service 5072, 91 Daily Journal DAR 7687 (U.S. June 27, 1991)

    w
    WHX Corporation v. Securities and Exchange Commission

    Citation. WHX Corp. v. SEC, 362 F.3d 854, 360 U.S. App. D.C. 412, 2004 U.S. App. LEXIS 6942, Fed. Sec. L. Rep. (CCH) P92,731 (D.C. Cir. Apr. 9, 2004)

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